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Tag: Investment Regulation

A gavel carving uptrends on a stock chart, illustrating the Uptick Rule maintaining fairness and order.

Understanding the Uptick Rule: An Essential Investment Regulation

September 1, 2025 FinanceFacts101 Business Finance

Introduction to the Uptick Rule The Uptick Rule, also referred to as the uptrend rule or plus tick rule, plays a crucial role in stock market regulations. This SEC rule requires short sellers to buy stocks at a price higher than the previous sale (an uptick) before selling short. The

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