Lock-Up Agreements Archives

Executives and investors sealed in a time capsule, symbolizing the lock-up agreement's purpose of preventing insider selling during IPOs.

Understanding Lock-Up Agreements: What They Are and How They Impact IPOs

February 18, 2025 FinanceFacts101 Business Finance

Introduction to Lock-Up Agreements Lock-up agreements serve a vital role during the Initial Public Offering (IPO) process by preventing insiders, including company executives, employees, and investors, from selling their shares for a specified duration following an IPO. These contracts are not obligatory under federal law but are commonly required by

Understanding SEC Form 144: Notice of Proposed Sale of Securities

October 15, 2024 FinanceFacts101 Finance Policy

Introduction to Form 144 SEC Form 144, also known as “Notice of Proposed Sale of Securities,” is a significant document that comes into play when individuals or entities aim to sell restricted, unregistered, or control securities in the United States. This form is essential under Rule 144 of the Securities