market surveillance Archives

IIROC's role in implementing and enforcing UMIR is symbolized by a guardian figure overseeing various interconnected Canadian exchange mosaics, ensuring fairness and market integrity

Understanding Universal Market Integrity Rules (UMIR): Regulating Trading Practices in Canada

August 15, 2025 FinanceFacts101 Business Finance

Introduction to UMIR and the Role of IIROC Understanding the Importance of Universal Market Integrity Rules (UMIR) in Canada’s Financial Markets Universal Market Integrity Rules (UMIR) are a crucial set of regulations governing trading practices in the Canadian financial markets. Established by the Investment Industry Regulatory Organization of Canada (IIROC),

Understanding Orderly Markets: The Role of Supply, Demand, and Market Surveillance

April 26, 2025 FinanceFacts101 Markets

Introduction to Orderly Markets An orderly market is a crucial concept in finance and investment, reflecting a state of balance where supply and demand are relatively equal. This term applies not just to markets for goods and services but also to financial securities that trade in a fair, reliable, secure,